Das Kabinett des Doktor Caligari (The Cabinet of Dr, Caligari)
1920
Robert Wiene, director

Some terms

Mise en scene

A rather loose phrase from theater meaning “everything in the set. In film tends to refer to everything in the frame – sets, props, costumes, arrangements of people and so on. Different writers define the term somewhat differently.

Does not include editing and camera positions and movements

Horror is a genre which is typified by:

eruption of the repressed
off screen sounds

Although it often crosses with science fiction, the latter films are generally more involved with world catastrophy than individual problems. Alfred Hitchock's Psycho is often considered a classic horror film in these respects. What kinds of sub-genres are there in horror?

Are monster movies "horror" films?
Psycho is a kind of psychological horror.
Are there are supernatural horror films? Consider films like The Exorcist. How Would you classify films such as Curse of the Demon or Cat People where there is some question as to whether the events are real or imagined?
Are the three films we are about to see similar? How similar are they? Consider the structure of the film. How is it put together? Would a different structure alter the film's meaning - that is would we read it differently?

I. Variables in film:

lighting
sound
sets
costumes
etc.

II. Genre

Story line
tropes
specularization/scopophilia
III. Style

1. tells you something about where, when or who made the object. “In the style of the people of the Pacific” in the style of the 1800’s”, “in the style of Shakespere”.

2. Some styles are named: modernism, postmodernism, impressionism, expressionism. This last is awkward since almost all art expresses something, but in this case it is an internal state of the artist (often) that is being expressed. The result in film is that expressionist films do not look like the real world.

3. Germany in the 1920’s experimented with an expressionist style which we see in the two short films today “The Cabinet of Dr. Caligari” and “Nosferatu”. Since many German film makers fled Germany for the US shortly after this, the style has some impact on American on American film in a somewhat diluted version. Americans by and large have been growing away from this style of film making, looking for more and more reality in the films. No matter how fantastical the film, it should LOOK real. These films do not.

4. Expressionism can not use the real world to film in. All the scenes are shot in doors where directors have complete control over all aspects of the film making process.

5. Expressionism is important for films which lie outside the “real world” in some way. The are usable for fantasy, supernatural and supernatural horror and other films of that sort.

Cabinet of Caligari:

What is the effect of the style on the film?
How is the style used to aid the story?.
After the film

What is the structure of the film?

Framed: Opening scenes in the garden and at the end in the asylum frame a narrative told by one of the characters.

What is the set design for the first part of the frame? More naturalistic. Garden seems reasonably real.

After the narration begins the set design and costuming alter dramatically.What happens?
The set designs and costuming become expressionistic.
Sets become angular and distorted
Only the bedroom of the young woman has curves in it
How does expressionism work? In what ways is there distortion in the film?

Officials sit on insanely high chairs
roads go off at "crazy" angles
houses are built at weird angles and would be unlivable

Who is mad? If the scenes with the mad man in them are equally distorted who is the narrator?

In the end section (the second half of the frame story) do the sets appear naturalistic or expressionistic?

Are there times when the film appears to link Caligari and Mr. Francis, the narrator.

There are moments when both are positioned in the same way in the frame relative to others.
When goes and sits behind Dr. Caligari's desk.
When he is put in the strait jacket
Are there people in the asylum who resemble (or are) those in the enclosed narrative?

What does the film says about "control"?

Caligari is interested having people commit acts they normally would not, but that someone could get them to do that. This questions the nature of how people could have ben misled by a government in WW I, hence the film has strong overtones about war, and WWI in particular.

Some questions to ponder

1. Why is Francis in the mental institution?
2. How much of his story can we believe? What problems are generated by an untrustworthy narrator?
3. We know that Cesare is not dead, so we must question whether the murders actually took place.
4. If the murders took place is it Francis who committed them?
5. Is this why Caligari and Frances are linked so often compositionally in the fiml (when being strait jacketed, or when Francis sits behind the director's desk?)
6. Is it the director of the institute to whom the words "Du musst Caligari werden!" (You must become Caligari) are addressed? Or is it to Francis who is telling the story?

Does the film leave its surreal nature after Francis stops the narration? It does for a moment in the garden but once we are in the mental institution, the sets look suspiciously like those in the surreal middle section of the film. The cell into which Francis is thrown is obviously the same cell Caligari was put into, although the wall drawings have shifted.

What is the meaning of Caligari's last line after he realizes that Francis believes he is Caligari "Now I know how to cure him?" Does it imply that once the deception is understood it can be cured?

The basic text is about a man who tells a story to another about the appearance of a traveling fair where a sleepwalker is exhibitde. The exhibitor is able to control the acts of the sleeper and gets him to commit murders while in a trance like state. The narrator pursues the exhibitor only to find he is the director of a mental institution and has been doing experiments with a sleep walking patient and getting him to kill people. It appears at the end that the man telling the story is himself an inmate.

On a subtextual level, the film deals with the question of the control of people by governments in leading them into wars.

There has been a great deal of argument about the structure of this film. The original writers maintain that the "frame story" was added later against their wishes. Actual ecidence shows a frame story from the start. It would appear however that the original frame story is different and implies the narrator is not insane. The addition of an unreliable narrator makes one suspect that the idea of control by another is in fact a mad idea since it is told by a madman. That is to say the framing story completely stands the internal story on its head.

Frankenstein

Some Questions to “Ponder”

What is defines the horror genre?

Things that scare us? What things? During the term, you will get to try and develop a definition of “horror” (think about Kurtz in Apocalypse Now saying “The horror, the horror”).
How does film handle horror? What mechanisms does it use?
Lon Chaney once said “There is nothing funny about a clown in the moonlight”. During the course, think about what this means and how it might be important in defining the horror genre.
How does one differentiate “horror films” from “slasher films” and “gore films”. How are they similar – how are they related.
How do you distinguish horror from shock? Where does “terror” fit in? Can a film be terrifying but not a horror film?
Are all monster films horror films? Are all horror films “monster films?” What is a monster anyway? Are films like The Beast from 20,000 Fathoms or Godzilla horror films?
Monster is specularized to fulfill audience’s scopophila. Audience wants to be frightened.
The Gothic and horror
Goths – German tribe
Architectural style during Middle Ages (12th-15th Cent. in the north of Europe
High pointed arches, rib vaulting, flying buttresses.
Of or relating to a style of fiction that emphasizes the grotesque, mysterious, and desolate
Gothic is often used to imply “not classical”. Often it meant barbarous as opposed to classical. It sets up a dichotomy for the west of Northern European as less sophisticated than southern.

Frankenstein

The book, written in 1818 (2 years after her marriage to Percy Shelley) is by Mary Shelley. The book is called Frankenstein: A Modern Prometheus

Who is Prometheus? Forethought – A Titan who brings fire to humans. As punishment he is chained to a rock and a vulture eats his liver out daily. At night it grows back. As a punishment humans are given Pandora a woman who is entrusted with a box which she opens letting out all the ills of the world.

Why is the book (and hence the film) film subtitled: “A modern Prometheus”?

The book was made into a play by 1823 and even the Grand Guignol did a version.

The first movie was made by Edison studios in 1910 with Charles Ogle playing the monster is a 16 minute version

There had, of course been earlier horror/monster films like The Golem, Nosferatu and a slew of film made by Lon Chaney

Universal studios which would become known for its horror films produced a set of horror films in the early ‘30’s which would later be duplicated in a very different style by the British company Hammer Films with Peter Cushing and Christopher Lee as the main protagonists. Universal cranked out Dracula (1931), Frankenstein (1931), The Mummy (1932) , Murders in the Rue Morgue (1932), and nearly 10 years later The Wolfman (1941)

This film from 1931 was made in 35 days (24 August to 3 October 1931) and was released Dec 4th 1931. It was budgeted at $262,007.00 and came in at $291,129.13

It made over $1,000.000 in its first domestic run (more than 2x that of Dracula) One of the great moneymakers for Universal – also an artistic triumph and made the NY Times 10 best and played at the first Venice film festival 1932

The film raise hackles all over and brought out the censors. Scene and lines were cut before the releases in different places. More on these after the film

There are some interesting things to note in the opening titles not the least of which is the fact the monster goes uncredited

Monster………?

This was done in the first stage production as well and Mary Shelley approved of the idea. PT Cooke played the monster. This is an indication about what actors should be used to play monsters. One problem in casting is whether to use a relatively unknown actor (as Karloff was) or use a “big name (as happened with DeNiro). Most feel that with big names the audience gets too involved with trying to find the star under the make-up. This rule certainly doesn’t hold with “monsters” like Hannibal Lechter who is not a heavy special effect make-up character.

Some names which will appear also are Carl Lammle, James Whale (who is the subject of the biopic Gods and Monsters), Colin Clive, and Dwight Frye and Jack Pierce are all famous in films

AFTER THE FILM

To start, the peculiar absence of an actor’s name for the monster is not the only odd thing about the film. The film has a rather odd “preface” in which Edward van Sloan who plays Dr. Waldman “braces” the audience for the film and explains something about it.

The subtext of films are often analyzed psychoanalytically, socio-politically by using semiotics and other theories of communication. How does that happen here?

To analyze the film, it is necessary to discover both the text and subtext. The text is basically “the plot” what happens on the screen. The subtext is what can be derived from looking at the way the film is constructed and “breaking” the code of the film

What kind of things are used to find meaning?

Photography

Proxemics

Hall’s theory that different distances have different cultural meanings. So with the camera – how close is it and what does that mean – close up, medium close up etc.
The distance between the camera and the subject affects composition. Fewer things can appear when camera is in closer.
Close-ups (can’t see what is nearby) – sudden appearance of something (shock)
Focuses on internal state of person.: faces of people during experiment, monster on entry
Focus attention: monster’s hands “questioning” when light is turn out. Feeling of “pathos” for monster so well established as crucial with Lon Chaney
Audience sees things people in the film don’t (monster’s eyes open and hand starts to move behind Doctor Waldman who is going to operate.)
Monster outside bedroom window and his entrance through the window that Elizabeth doesn’t see. This is also a function of DEPTH OF FIELD (in this case “deep focus”). Elizabeth is in the foreground and the monster is in the background, but can be seen clearly.
Delay tactics through editing . Want to see monster. Build up to first appearance. Towel over face removed, face still bandaged.
Can’t help but see the horror – close ups move in on monster on first entrance. “One comment He was saw terrifying you couldn’t look away”

Lighting

High contrast, Shadows, hard to see. Figures in film cast huge shadows. Sometimes the person isn’t visible, the shadow is or the shadow dominates the scene more than the person casting it.

Sets

Expressionistic. Stylized Great height, dark places

Shots

Shots at monsters and Frankenstein at monster’s first entrance through door mirror one another linking the two.
More shots mirroring Frankenstein and monster on hill near the end of the film
Shots linking Frankenstein and monster (e.g. in windmill through grinding apparatus.) have them in same positions linking them again
Matching shots of Elizabeth and monster – she screams he growls. Both are equated as rivals for Frankenstein.
Composition: groupings of people Elizabeth with Victor => Elizabeth with Henry
Visitors vs. Frankenstein
Dr. Waldman, Elizabeth and Victor (3 shot) and Frankenstein (1 shot)
Dr. Waldman, Elizabeth and Victor facing camera; Frankenstein has back to the camera

Shots in which people mirror one another lead to understanding of relations. Film has interesting triangles:

Victor/Henry/Elizabeth: both men in love with Elizabth
Henry/Monster/Elizabeth: Monster and Elizabeth vie for Henry’s attention
Waldman/Henry/Monster: From Henry and Waldman comes the knowledge to create monster

Henry is the link between the three triangles

Filming the “eruption of the repressed”

Although this is one of the definitions people have used for horror there are certainly films where the repressed erupts which are not horror films. A classic example is Forbidden Planet with the “monsters from the id”. Yet Forbidden Planet is rarely if ever thought of as a horror film. Quatermass and the Pit (a.ka. Five Million Years to Earth also deals with this repression and the eruption of the repressed. This film however vacillates between horror and sci-fi or perhaps merges them as Alien does

Doctor Waldman fears monster will come through door after killing Fritz (eruption of the repressed). He does finally. Door left open to get him (face repressions to rid yourself of them) (compare with original The Thing from Another World), or King Kong forcing open the gates in King Kong.

Moving camera when enters town – twice – once we see peasants dancing and happy, next is when woodcutter brings in Maria’s body and atmosphere changes as he walks past the people who go from happy to shocked.

Editing

Sets pacing of film
Lengthens time to build tension by showing things happening simultaneously byt cross cutting. In effect a 10 second event lasts 20 seconds. This allows tension to build

Symbols and Semiotics:

In a sense much of what we have said has to do with a semiotic theory. Even something like a “close-up” shot can start to take on meaning. Directionality. Upward movement good – toward light, down to darkness. Fritz jumps down from gibbet (JIBBIT) comes down rope, down stairs in tower, Frankenstein and monster come down stairs
Frankenstein goes upstairs with “normal spectators” and up in mountain and windmill to try destroy the monster
Use of light and darkness for “good and evil”. Monster kept out of the light. Comes up to the light (light is up; darkness down) Compare “Let there be light” What is monster’s response to sunlight – reaches for the light (reaches for “good”)

Sound

Off screen sounds – can’t be sure always what or where it is.
Fritz’ screams are heard from of screen
Bell (gong) sounds off screen when Fritz is stealing brain.

Music

The film has no “score”. The only music is diagetic – occurs during the festivals.
Sense of realism
Allows for silence as producer of tension. (scene where monster enters bedroom)

Relationship between horror and humor

Horror produces tension which needs to be broken sometimes or it becomes stultifying. Release is often in laughter Nervous laughter.
View of cadaver from soles of bare feet
Film often juxtaposes horror and comedy. Laughter when one of the doctors makes skeleton move by accident. Not so funny but shock when Fritz does it when stealing brain.

ANALYSIS

Films can be analyzed in many ways: psychologically, politically, and semiotically (the study of signs. Signs and codes – hermeneutics. Sometimes films are analyzed by topics – for example gender, sexuality and so on which can be looked at psychologically, politically etc.
What does this film mean?

Psychological

Repression and its eruption

Monster comes through door after killing Fritz
Monster comes through the window after Elizabeth

Gender and Sex

Sexuality:

Henry needs to marry doesn’t why?
Creates child of his own (no mother)
What does it mean to reproduce without sexuality or at least for a male without a woman?
What is the problem that causes Henry to avoid marriage?
What is the relevance of the marriage – Henry and Elizabeth – interference of monster? Eruption of the repressed.

Moster’s entrance into bedroom. Ultimate rape symbol? Sex and violence, sex out of control? (Compare similar situation in Dracula in his entrance into the bedroom through window,)

Is there more than a hint of homosexuality in the film? Between whom? Dr. Waldman and Frankenstein? Whose child is the monster? Does that part of Frankenstein have to be cleared out (both Dr. Waldman and monster have to be killed) before wedding with Elizabeth can happen (Consider too, Whale’s own sexuality)

What is the implication behind Frankenstein’s like to Victor when he says he has to kill the monster before he can be married “I leave her in your care? Understand? “ Does he mean if he can’t rid himself of his sexual problem, Victor should marry her.

Importance of lineage:

“Here’s to a real son to the house of Frankenstein”
Discussions about orange blossoms and carnations worn at grandparents wedding, which are to be used at Henry and Elizabeth’s wedding (and hopefully, according to the Baron, at their son’s wedding)

Note: Despite the killings there is no blood shown, no dismemberment, Body is not yet the site of horror, Watch for later developments.

Gender

Men more important. Elizabeth not very proactive. More reactive relates to political material about gender Even the author Mary Shelley is listed as Mrs. Percy B Shelly in credits.
Elizabeth locked in room by husband. No one seems to think this unreasonable. Also indicates compartmentalization of Frankenstein’s sexuality. Elizabeth and monster need to be kept apart. Real problem when monster enters her room.
Religion

Innocents of children Maria and Monster are children in several ways one is child of wood cutter, one of scientists (later version will say to biological son of Frankenstein that he and monster are brothers with same father but monster’s mother was the lightning)
Guileless Maria sees monster as equal – playmate as does the monster
Film parallels them in composition sitting face to face, kneeling together
The film opens with funeral and sounds of liturgical Latin (death =>life? Frankenstein wants to use dead to make body to create life in). God creates life from the ground – in a sense so does Frankenstein, but using dead bodies not the earth itself. Dust unto dust (and in the case back again)
Reversal of Christ story – child with no father
Monster = child with no mother.

Confusion of monster with creator = Doppelganger ( made in his image?)

Even audiences frequently refer to the monster as “Frankenstein”.

Creator and creation – what is relationship. In this case creator deserts creation. In effect God exists but is uninvolved. As a result the creature turns “evil” in that he does bad things although not out of malice. God is in a sense responsible for evil.

Implication that creation of being without proper sexuality is wrong. Perhaps in both cases.

Reflexivity

Film is about creativity. The line “made with these hands” comes up several times. Several close up of hands (Henry’s when he says “with my own hands” Monster’s when he looks for explanation about why light is cut off.

The film is Whale ‘s creation

Political

Monster kills Fritz who torments him; Dr. Waldman, who is going to kill him; the girl by accident. He is responding to how he is treated. People attack what they don’t understand
Even Frankenstein has problems with identity with monster: “You see IT understands” (said to Waldman when monster sits down)
“Leave IT alone Fritz” Later “He hated Fritz, he always tormented him” (Compare I, Robot, “You said “someone” not “something”)
Doctor is believer in biological determinism;Frankenstein is not.
Compare “sit down” line to Victor (forceful) , Elizabeth (gentle) and monster (gentle)
Upper class in power but Baron is rather dotty old fool
Burgomeister is disliked by him but is forced to show respect; Town is waiting for wedding all decorated.
People fear "The Other" which the monster represents.

Patriarchy

Discussions of marriage in terms of “sons” not children or daughters. Line passes through the sons
Problems of women’s roles in film (Elizabeth only major female character, film is male dominated)
See discsssion above about lack of proactivity.
Note that Mary Shelley is credited as Mrs. Percy B. Shelley!

Some trivia about the film

What about the film upset people that they demanded the cuts here: (Some of the censor’s demands may help get a grip on what was so upsetting about this film in 1931.)

(1) Line to be cut:

Victor: In the name of God
Frankenstein: In the name of God? - Now I know what it feels like to be God”

It was covered by a thunderclap and has been restored in the restored version (2) Scenes to be cut: Fritz hanging
The boudoir scene

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